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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK STREET · NASHVILLE, TN 37238 | Advisory (Plan) | $24,605 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $23,917 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,950 |
ACUFF & ASSOCIATES, INC.2 years Service code 13 320 SEVEN SPRINGS WAY · BRENTWOOD, TN 37037 | Contract Administrator | $8,185 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,158 | $58,888-42.0% | $178,498-80.9% | $73,493-53.5% |
| Participation rate | 100.0% | 66.2%+33.8pp | 81.9%+18.1pp | 70.7%+29.3pp |
| Annual return | 22.29% | 24.86%-2.6pp | 151.09%-128.8pp | 28.51%-6.2pp |
| Employer contribution / active EE | $5,793 | $2,236+159.0% | $5,011+15.6% | $2,270+155.2% |
| Participant deferral / active EE | $8,578 | $2,568+234.1% | $5,202+64.9% | $3,740+129.4% |
| Admin fee / account holder | $320 | $400-20.1% | $13,985-97.7% | $513-37.6% |