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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Service code 55 · EIN 26-4310632 | Other Commissions | $42,649 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,163 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,079 | $75,388-52.1% | $123,553-70.8% | $55,727-35.3% |
| Participation rate | 100.0% | 75.7%+24.3pp | 82.3%+17.7pp | 70.9%+29.1pp |
| Annual return | 0.17% | 4.48%-4.3pp | 119.21%-119.0pp | 244.94%-244.8pp |
| Employer contribution / active EE | $5,034 | $3,063+64.4% | $4,628+8.8% | $2,078+142.2% |
| Participant deferral / active EE | $9,599 | $5,651+69.9% | $6,426+49.4% | $3,356+186.1% |
| Admin fee / account holder | $2 | $120-98.6% | $9,284-100.0% | $115-98.5% |