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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Service code 55 · EIN 26-4310632 | Other Commissions | $42,846 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,882 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,205 | $155,795-80.0% | $136,298-77.1% | $69,634-55.2% |
| Participation rate | 97.1% | 75.2%+21.9pp | 81.9%+15.2pp | 70.7%+26.4pp |
| Annual return | 49.23% | 232464.33%-232415.1pp | 5156.27%-5107.0pp | 27572.26%-27523.0pp |
| Employer contribution / active EE | $3,021 | $2,991+1.0% | $4,696-35.7% | $2,032+48.6% |
| Participant deferral / active EE | $8,584 | $5,394+59.1% | $6,247+37.4% | $3,224+166.3% |
| Admin fee / account holder | $2 | $128-98.5% | $9,244-100.0% | $110-98.3% |