Filed March 13, 2019 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.7 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $325,643 |
Filed as: PRUDENTIAL INSURANCE CO Service code 28 · EIN 22-1211670 | Investment Management | $114,075 |
Filed as: PRUDENTIAL TRUST CO Service code 28 · EIN 22-1211670 | Investment Management | $45,630 |
GRANT THORNTON LLP1 year Service code 10 · EIN 36-6055558 | Accounting | $11,000 |
DYNAMIC WEALTH ADVISORS4 years Service code 26 · EIN 26-3945512 | Advisory (Participants) | $7,412 |
Service code 26 · EIN 47-2105957 | Advisory (Participants) | $5,527 |
CHARLES SCHWAB & CO., INC.7 years Service code 33 · EIN 94-1737782 | Other investment fees and expenses; S... | $1,857 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $143,845 | $120,321+19.6% | $147,117-2.2% | $99,313+44.8% |
| Participation rate | 93.0% | 73.4%+19.6pp | 82.2%+10.8pp | 71.7%+21.3pp |
| Annual return | 56.35% | 28.95%+27.4pp | 420.54%-364.2pp | 17.67%+38.7pp |
| Employer contribution / active EE | $2,607 | $4,158-37.3% | $4,932-47.1% | $3,264-20.1% |
| Participant deferral / active EE | $7,675 | $8,044-4.6% | $8,065-4.8% | $5,346+43.6% |
| Admin fee / account holder | $61 | $150-59.3% | $12,993-99.5% | $109-44.0% |