Filed March 13, 2019 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $291,791 |
Filed as: STEELPEAK WEALTH Service code 26 · EIN 46-1173026 | Advisory (Participants) | $16,673 |
DYNAMIC WEALTH ADVISORS1 year Service code 26 · EIN 26-3945512 | Advisory (Participants) | $5,184 |
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $1,440 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO. INC & AFFILIAT Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $164,390 | $120,450+36.5% | $159,495+3.1% | $93,010+76.7% |
| Participation rate | 95.1% | 78.0%+17.1pp | 82.8%+12.3pp | 73.9%+21.2pp |
| Annual return | 16.46% | 27.11%-10.6pp | 263.72%-247.3pp | 158.70%-142.2pp |
| Employer contribution / active EE | $3,826 | $3,526+8.5% | $4,831-20.8% | $2,705+41.4% |
| Participant deferral / active EE | $8,699 | $7,283+19.4% | $7,354+18.3% | $4,561+90.7% |
| Admin fee / account holder | $99 | $137-27.7% | $10,804-99.1% | $152-34.8% |