Filed March 13, 2019 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $190,372 |
Service code 28 · EIN 26-0058143 | Investment Management | $70,830 |
STAMBAUGH NESS PC2 years Filed as: STAMBAUGH NESS INC Service code 10 · EIN 23-2846715 | Accounting | $23,536 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $805 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO. INC & AFFILIAT Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $146,025 | $127,481+14.5% | $149,751-2.5% | $90,274+61.8% |
| Participation rate | 94.6% | 78.2%+16.4pp | 82.5%+12.1pp | 73.4%+21.2pp |
| Annual return | 16.22% | 57.78%-41.6pp | 276.71%-260.5pp | 53.97%-37.8pp |
| Employer contribution / active EE | $3,890 | $3,448+12.8% | $4,646-16.3% | $2,523+54.2% |
| Participant deferral / active EE | $7,978 | $6,975+14.4% | $6,843+16.6% | $4,231+88.6% |
| Admin fee / account holder | $95 | $152-37.2% | $9,312-99.0% | $114-16.6% |