Filed January 18, 2021 (most recent of 5 filings on file)
Total covered: 9 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Participant loan proce... | $96,085 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $45,747 |
Filed as: MCCONNELL & JONES LLP Service code 10 · EIN 76-0488832 | Accounting | $14,383 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,796 | $56,095-55.8% | $178,503-86.1% | $90,274-72.5% |
| Participation rate | 67.4% | 65.6%+1.8pp | 81.9%-14.6pp | 73.4%-6.0pp |
| Annual return | 16.65% | 28.81%-12.2pp | 151.12%-134.5pp | 53.97%-37.3pp |
| Employer contribution / active EE | $942 | $1,572-40.1% | $5,011-81.2% | $2,523-62.7% |
| Participant deferral / active EE | $1,654 | $2,669-38.0% | $5,202-68.2% | $4,231-60.9% |
| Admin fee / account holder | $117 | $101+16.5% | $13,987-99.2% | $114+2.8% |