Filed January 18, 2021 (most recent of 5 filings on file)
Total covered: 9 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $112,113 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $70,742 |
DOEREN MAYHEW1 year Filed as: DOEREN MAYHEW TEXAS PLLC Service code 10 · EIN 36-4745545 | Accounting | $11,000 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,958 | $67,512-63.0% | $185,849-86.6% | $93,010-73.2% |
| Participation rate | 76.2% | 67.1%+9.0pp | 81.7%-5.5pp | 73.9%+2.3pp |
| Annual return | 12.55% | 21.04%-8.5pp | 122.10%-109.5pp | 158.70%-146.2pp |
| Employer contribution / active EE | $1,142 | $1,783-36.0% | $5,169-77.9% | $2,705-57.8% |
| Participant deferral / active EE | $1,922 | $3,035-36.7% | $5,569-65.5% | $4,561-57.9% |
| Admin fee / account holder | $127 | $318-59.9% | $16,244-99.2% | $152-16.1% |