Filed January 18, 2021 (most recent of 5 filings on file)
Total covered: 9 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $103,056 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $47,521 |
Filed as: MCCONNELL & JONES LLP Service code 10 · EIN 76-0488832 | Accounting | $6,900 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,826 | $45,382-49.7% | $154,108-85.2% | $75,289-69.7% |
| Participation rate | 45.6% | 65.9%-20.3pp | 83.0%-37.4pp | 72.4%-26.8pp |
| Annual return | -4.89% | -0.47%-4.4pp | 735.21%-740.1pp | -0.04%-4.9pp |
| Employer contribution / active EE | $718 | $1,533-53.1% | $5,298-86.4% | $2,405-70.1% |
| Participant deferral / active EE | $1,277 | $2,384-46.4% | $5,081-74.9% | $3,739-65.8% |
| Admin fee / account holder | $167 | $89+87.4% | $13,411-98.8% | $102+63.6% |