Filed January 18, 2021 (most recent of 5 filings on file)
Total covered: 9 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Sales... | $113,209 |
Service code 12 · EIN 48-1205033 | Participant loan processing; Sub-tran... | $23,873 |
NFP RETIREMENT INC1+ years Filed as: NFP ADVISORS SERVICES, LLC Service code 16 · EIN 74-2794194 | Consulting | $17,427 |
Filed as: MCCONNELL & JONES LLP Service code 10 · EIN 76-0488832 | Accounting | $12,435 |
Filed as: CPI QUALIFIED PLAN CONSULTANTS Service code 12 | Direct payment from the plan; Sub-tra... | $2,282 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,340 | $37,039-55.9% | $147,617-88.9% | $59,188-72.4% |
| Participation rate | 52.0% | 63.8%-11.8pp | 84.6%-32.6pp | 69.4%-17.4pp |
| Annual return | -1.51% | 7.19%-8.7pp | 61.98%-63.5pp | 5.51%-7.0pp |
| Employer contribution / active EE | $717 | $1,353-47.0% | $5,564-87.1% | $2,098-65.8% |
| Participant deferral / active EE | $1,215 | $2,094-42.0% | $4,895-75.2% | $3,265-62.8% |
| Admin fee / account holder | $185 | $60+207.0% | $11,612-98.4% | $92+100.5% |