Filed January 18, 2021 (most recent of 5 filings on file)
Total covered: 9 employees
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Finders' fees ... | $91,118 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 16 · EIN 35-2552359 | Consulting | $39,052 |
Filed as: MCCONNELL & JONES LLP Service code 10 · EIN 76-0488832 | Accounting | $16,282 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,678 | $44,989-49.6% | $170,442-86.7% | $77,958-70.9% |
| Participation rate | 50.1% | 64.6%-14.5pp | 83.6%-33.5pp | 71.6%-21.6pp |
| Annual return | 16.65% | 19.61%-3.0pp | 205.93%-189.3pp | 20.87%-4.2pp |
| Employer contribution / active EE | $760 | $1,466-48.2% | $5,433-86.0% | $2,310-67.1% |
| Participant deferral / active EE | $1,360 | $2,208-38.4% | $4,939-72.5% | $3,537-61.5% |
| Admin fee / account holder | $212 | $69+207.3% | $13,880-98.5% | $97+117.6% |