Filed September 28, 2015 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY & CO INC Service code 27 · EIN 26-4310632 | Advisory (Plan) | $282,672 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $120,712 |
STRATEGIC ADVISORS, INC.7 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $109,280 |
BAKER TILLY US, LLP5 years Service code 10 · EIN 30-1413443 | Accounting | $28,790 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $249,636 | $188,991+32.1% | $103,447+141.3% | $199,921+24.9% |
| Participation rate | 96.7% | 93.2%+3.5pp | 80.5%+16.2pp | 72.0%+24.7pp |
| Annual return | 26.56% | 15.75%+10.8pp | 23.92%+2.6pp | 34.28%-7.7pp |
| Employer contribution / active EE | $12,180 | $6,583+85.0% | $4,678+160.4% | $3,035+301.3% |
| Participant deferral / active EE | $13,754 | $10,334+33.1% | $6,624+107.7% | $5,089+170.3% |
| Admin fee / account holder | $204 | $114+77.8% | $9,415-97.8% | $269-24.4% |