Filed September 28, 2015 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY & CO INC Service code 27 · EIN 26-4310632 | Advisory (Plan) | $282,672 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $120,712 |
STRATEGIC ADVISORS, INC.7 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $109,280 |
BAKER TILLY US, LLP5 years Service code 10 · EIN 30-1413443 | Accounting | $28,790 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $249,636 | $191,300+30.5% | $103,065+142.2% | $200,096+24.8% |
| Participation rate | 96.7% | 93.4%+3.4pp | 80.6%+16.2pp | 72.0%+24.7pp |
| Annual return | 26.56% | 15.75%+10.8pp | 23.95%+2.6pp | 34.26%-7.7pp |
| Employer contribution / active EE | $12,180 | $6,666+82.7% | $4,675+160.5% | $3,038+301.0% |
| Participant deferral / active EE | $13,754 | $10,452+31.6% | $6,625+107.6% | $5,090+170.2% |
| Admin fee / account holder | $204 | $115+77.0% | $9,349-97.8% | $269-24.4% |