Filed September 28, 2015 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY & CO. INC. Service code 27 · EIN 26-4310632 | Advisory (Plan) | $280,528 |
Service code 37 · EIN 04-2647786 | Loan Processing | $140,928 |
STRATEGIC ADVISORS, INC.3 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $40,380 |
RSM US LLP2 years Service code 10 · EIN 42-0714325 | Accounting | $25,411 |
Filed as: MORGAN LEWIS & BOCKIUS LLP Service code 29 · EIN 23-0891050 | Legal | $23,724 |
BAKER TILLY US, LLP1 year Service code 10 · EIN 36-0859910 | Accounting | $15,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $203,918 | $187,277+8.9% | $112,977+80.5% | $90,274+125.9% |
| Participation rate | 27.7% | 91.6%-63.8pp | 82.6%-54.8pp | 73.4%-45.6pp |
| Annual return | 17.80% | 26.33%-8.5pp | 24.24%-6.4pp | 53.97%-36.2pp |
| Employer contribution / active EE | $8,787 | $5,263+67.0% | $4,255+106.5% | $2,523+248.2% |
| Participant deferral / active EE | $13,092 | $8,833+48.2% | $5,836+124.3% | $4,231+209.5% |
| Admin fee / account holder | $219 | $102+115.2% | $6,294-96.5% | $114+91.6% |