Filed September 28, 2015 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY & CO INC Service code 27 · EIN 26-4310632 | Advisory (Plan) | $343,852 |
STRATEGIC ADVISORS, INC.5 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $64,757 |
Service code 37 · EIN 04-2647786 | Loan Processing | $49,920 |
BAKER TILLY US, LLP3 years Service code 10 · EIN 39-0859910 | Accounting | $27,124 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN LEWIS & BOCKIUS LLP Service code 29 · EIN 23-0891050 | Legal | $5,579 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $187,990 | $153,281+22.6% | $93,765+100.5% | $77,906+141.3% |
| Participation rate | 98.4% | 92.2%+6.2pp | 81.0%+17.4pp | 73.7%+24.7pp |
| Annual return | -16.10% | -5.55%-10.5pp | -11.32%-4.8pp | 12.16%-28.3pp |
| Employer contribution / active EE | $9,040 | $5,690+58.9% | $4,327+108.9% | $2,846+217.6% |
| Participant deferral / active EE | $14,389 | $9,364+53.7% | $6,099+135.9% | $4,805+199.4% |
| Admin fee / account holder | $201 | $114+76.2% | $7,184-97.2% | $133+51.7% |