Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.8+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $345,087 |
THE VANGUARD GROUP, INC.2 years Filed as: VANGUARD ADVISERS INC. Service code 26 · EIN 23-2811930 | Advisory (Participants) | $193,492 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES Service code 16 · EIN 13-2638166 | Consulting | $66,837 |
Service code 16 · EIN 31-1582098 | Consulting | $6,500 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,324 | $95,918-34.0% | $151,634-58.2% | $77,906-18.7% |
| Participation rate | 96.8% | 88.7%+8.0pp | 87.5%+9.3pp | 73.7%+23.1pp |
| Annual return | -15.27% | -5.50%-9.8pp | 3.32%-18.6pp | 12.16%-27.4pp |
| Employer contribution / active EE | $3,080 | $4,330-28.9% | $6,165-50.0% | $2,846+8.2% |
| Participant deferral / active EE | $4,035 | $7,508-46.3% | $8,363-51.7% | $4,805-16.0% |
| Admin fee / account holder | $95 | $93+1.8% | $11,614-99.2% | $133-28.4% |