Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.4+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $509,217 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 16 · EIN 13-2638166 | Consulting | $85,890 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,883 | $104,281-49.3% | $140,019-62.2% | $68,904-23.3% |
| Participation rate | 95.1% | 89.1%+6.0pp | 87.5%+7.6pp | 74.1%+21.0pp |
| Annual return | 2.68% | -1.33%+4.0pp | 651.19%-648.5pp | 1.07%+1.6pp |
| Employer contribution / active EE | $2,607 | $4,070-36.0% | $5,605-53.5% | $2,540+2.6% |
| Participant deferral / active EE | $3,256 | $6,129-46.9% | $6,927-53.0% | $4,015-18.9% |
| Admin fee / account holder | $87 | $79+10.5% | $10,705-99.2% | $71+22.0% |