Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.3+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $406,233 |
Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $100,295 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,538 | $96,400-43.4% | $149,721-63.6% | $177,276-69.2% |
| Participation rate | 88.4% | 88.9%-0.6pp | 87.1%+1.3pp | 74.8%+13.5pp |
| Annual return | 68.83% | 19.02%+49.8pp | 1501.67%-1432.8pp | 21.25%+47.6pp |
| Employer contribution / active EE | $2,427 | $3,680-34.0% | $5,444-55.4% | $2,479-2.1% |
| Participant deferral / active EE | $2,890 | $5,510-47.5% | $6,568-56.0% | $3,881-25.5% |
| Admin fee / account holder | $70 | $69+1.6% | $11,282-99.4% | $154-54.3% |