Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.7+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $378,238 |
THE VANGUARD GROUP, INC.1 year Filed as: VANGUARD ADVISERS INC. Service code 26 · EIN 23-2811930 | Advisory (Participants) | $197,345 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES Service code 16 · EIN 13-2638166 | Consulting | $89,116 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,599 | $118,337-32.7% | $189,534-58.0% | $93,010-14.4% |
| Participation rate | 97.4% | 89.1%+8.3pp | 87.8%+9.6pp | 73.9%+23.5pp |
| Annual return | 14.48% | 21.77%-7.3pp | 555.39%-540.9pp | 158.70%-144.2pp |
| Employer contribution / active EE | $2,936 | $4,204-30.2% | $6,162-52.3% | $2,705+8.5% |
| Participant deferral / active EE | $3,843 | $7,123-46.0% | $8,220-53.3% | $4,561-15.7% |
| Admin fee / account holder | $106 | $100+6.0% | $12,049-99.1% | $152-30.4% |