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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL - RPCP Service code 27 · EIN 95-2834236 | Advisory (Plan) | $27,525 |
THE VANGUARD GROUP, INC.1 year Service code 15 · EIN 23-1945930 | Recordkeeping | $21,545 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $50 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,047 | $40,522-33.3% | $84,637-68.0% | $67,582-60.0% |
| Participation rate | 46.0% | 51.1%-5.1pp | 68.2%-22.2pp | 71.3%-25.3pp |
| Annual return | 31.87% | 32.72%-0.9pp | 258.82%-227.0pp | 378.57%-346.7pp |
| Employer contribution / active EE | $0 | $1,146-100.0% | $2,653-100.0% | $2,148-100.0% |
| Participant deferral / active EE | $5,005 | $2,132+134.8% | $3,900+28.3% | $3,539+41.4% |
| Admin fee / account holder | $174 | $145+19.4% | $4,914-96.5% | $142+22.0% |