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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 15 · EIN 26-0058143 | Recordkeeping | $21,103 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $7,984 |
ADP BROKER-DEALER6+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,669 | $35,986-67.6% | $77,552-85.0% | $73,497-84.1% |
| Participation rate | 84.3% | 40.8%+43.4pp | 54.2%+30.1pp | 70.7%+13.6pp |
| Annual return | 9.02% | 19.26%-10.2pp | 54.82%-45.8pp | 28.51%-19.5pp |
| Employer contribution / active EE | $0 | $557-100.0% | $987-100.0% | $2,270-100.0% |
| Participant deferral / active EE | $898 | $1,198-25.1% | $1,861-51.8% | $3,740-76.0% |
| Admin fee / account holder | $185 | $466-60.4% | $2,859-93.5% | $513-64.0% |