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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER5+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $16,067 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 15 · EIN 26-0058143 | Recordkeeping | $15,785 |
ADP BROKER-DEALER5+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $8,702 | $25,302-65.6% | $74,722-88.4% | $67,579-87.1% |
| Participation rate | 81.2% | 37.8%+43.3pp | 54.5%+26.7pp | 71.3%+9.9pp |
| Annual return | 17.43% | 10291.17%-10273.7pp | 753.11%-735.7pp | 378.56%-361.1pp |
| Employer contribution / active EE | $0 | $446-100.0% | $1,084-100.0% | $2,148-100.0% |
| Participant deferral / active EE | $942 | $954-1.3% | $1,963-52.0% | $3,539-73.4% |
| Admin fee / account holder | $140 | $108+30.2% | $3,335-95.8% | $142-1.5% |