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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PENSIONMARK FINANCIAL GROUP, LLC Service code 15 · EIN 61-1758632 | Recordkeeping | $12,306 |
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $8,313 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $4,967 | $23,224-78.6% | $71,089-93.0% | $55,725-91.1% |
| Participation rate | 76.3% | 37.9%+38.4pp | 54.6%+21.6pp | 70.9%+5.4pp |
| Annual return | -4.46% | -2.87%-1.6pp | 650.65%-655.1pp | 244.93%-249.4pp |
| Employer contribution / active EE | $0 | $436-100.0% | $1,088-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $911 | $929-2.0% | $1,873-51.4% | $3,356-72.9% |
| Admin fee / account holder | $65 | $118-45.1% | $3,082-97.9% | $115-43.8% |