Filed May 28, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $357,225 |
Service code 29 · EIN 81-0574082 | Legal | $69,201 |
LPL FINANCIAL5+ years Service code 16 · EIN 95-2834236 | Consulting | $56,250 |
CLIFTONLARSONALLEN LLP1 year Service code 10 · EIN 41-0746749 | Accounting | $12,800 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,597 | $106,734-62.9% | $75,901-47.8% | $89,609-55.8% |
| Participation rate | 25.0% | 65.6%-40.6pp | 69.3%-44.3pp | 69.6%-44.6pp |
| Annual return | 51.46% | 24.20%+27.3pp | 30.76%+20.7pp | 34.56%+16.9pp |
| Employer contribution / active EE | $417 | $3,939-89.4% | $2,501-83.3% | $2,584-83.9% |
| Participant deferral / active EE | $990 | $3,965-75.0% | $3,603-72.5% | $4,220-76.5% |
| Admin fee / account holder | $47 | $80-41.8% | $5,420-99.1% | $72-34.9% |