Filed May 28, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $237,445 |
LPL FINANCIAL3+ years Service code 26 · EIN 95-2834236 | Advisory (Participants) | $90,000 |
SWIFT TRANSPORTATION1 year Service code 14 · EIN 20-5589597 | Plan Administrator | $12,700 |
PIETZSCH, BONNETT & WOMACK, P.A.3+ years Filed as: PIETZSCH, BONNETT & Service code 29 · EIN 81-0574082 | Legal | $10,726 |
CLIFTONLARSONALLEN LLP1 year Filed as: CLIFTON, LARSON, ALLEN LLP Service code 10 · EIN 41-0746749 | Accounting | $6,700 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,122 | $106,972-63.4% | $71,671-45.4% | $80,976-51.7% |
| Participation rate | 33.2% | 64.4%-31.2pp | 68.7%-35.5pp | 68.3%-35.0pp |
| Annual return | 18.43% | 23.84%-5.4pp | 20.65%-2.2pp | 22.91%-4.5pp |
| Employer contribution / active EE | $430 | $4,034-89.3% | $2,460-82.5% | $2,402-82.1% |
| Participant deferral / active EE | $964 | $3,800-74.6% | $3,438-72.0% | $3,848-75.0% |
| Admin fee / account holder | $4 | $97-96.1% | $5,558-99.9% | $67-94.4% |