Filed May 28, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $224,097 |
LPL FINANCIAL2+ years Service code 27 · EIN 95-2834236 | Advisory (Plan) | $90,000 |
PIETZSCH, BONNETT & WOMACK, P.A.2+ years Filed as: PIETZSCH, BONNETT & Service code 29 · EIN 81-0574082 | Legal | $9,528 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,292 | $93,789-63.4% | $67,836-49.4% | $329,111-89.6% |
| Participation rate | 33.9% | 65.9%-32.0pp | 68.8%-34.9pp | 67.9%-34.0pp |
| Annual return | 7.88% | 17.51%-9.6pp | 138.49%-130.6pp | 16.35%-8.5pp |
| Employer contribution / active EE | $416 | $3,924-89.4% | $2,404-82.7% | $2,303-81.9% |
| Participant deferral / active EE | $900 | $3,663-75.4% | $3,160-71.5% | $3,682-75.6% |
| Admin fee / account holder | $22 | $82-73.0% | $4,621-99.5% | $754-97.1% |