Filed November 4, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Sales loads (f... | $152,356 |
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 27 · EIN 26-4310632 | Advisory (Plan) | $71,627 |
CLIFTONLARSONALLEN LLP2 years Filed as: CLIFTON LARSON ALLEN LLP Service code 10 · EIN 41-0746749 | Accounting | $11,183 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,488 | $105,190-26.3% | $98,920-21.7% | $90,274-14.2% |
| Participation rate | 94.5% | 86.4%+8.1pp | 76.0%+18.4pp | 73.4%+21.1pp |
| Annual return | 13.05% | 18.52%-5.5pp | 196.47%-183.4pp | 53.97%-40.9pp |
| Employer contribution / active EE | $2,456 | $3,831-35.9% | $2,689-8.7% | $2,523-2.7% |
| Participant deferral / active EE | $5,594 | $5,616-0.4% | $4,245+31.8% | $4,231+32.2% |
| Admin fee / account holder | $162 | $97+66.4% | $6,643-97.6% | $114+42.0% |