Filed November 4, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $142,262 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 27 · EIN 26-4310632 | Advisory (Plan) | $68,670 |
SCHENCK SC1+ years Filed as: SIMANDL LAW GROUP SC Service code 29 · EIN 20-5308742 | Legal | $44,571 |
SCHENCK SC1+ years Service code 10 · EIN 20-5308742 | Accounting | $10,122 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,058 | $81,321-33.5% | $68,509-21.1% | $59,188-8.7% |
| Participation rate | 96.4% | 83.8%+12.6pp | 74.7%+21.7pp | 69.4%+27.0pp |
| Annual return | 1.21% | 4.65%-3.4pp | 8.27%-7.1pp | 5.51%-4.3pp |
| Employer contribution / active EE | $1,684 | $3,297-48.9% | $2,278-26.1% | $2,098-19.7% |
| Participant deferral / active EE | $3,802 | $4,592-17.2% | $3,382+12.4% | $3,265+16.5% |
| Admin fee / account holder | $183 | $62+195.9% | $5,275-96.5% | $92+98.1% |