Filed November 4, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Participant loan proce... | $196,793 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 27 · EIN 26-4310632 | Advisory (Plan) | $77,979 |
VON BRIESEN & ROPER1 year Service code 29 | Legal | $8,447 |
SCHENCK SC3+ years Service code 10 · EIN 20-5308742 | Accounting | $6,925 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,707 | $90,410-30.6% | $91,004-31.1% | $77,958-19.6% |
| Participation rate | 97.3% | 86.4%+10.9pp | 75.6%+21.7pp | 71.6%+25.6pp |
| Annual return | 14.34% | 21.34%-7.0pp | 4.60%+9.7pp | 20.87%-6.5pp |
| Employer contribution / active EE | $2,159 | $3,392-36.3% | $2,456-12.1% | $2,310-6.5% |
| Participant deferral / active EE | $4,680 | $4,816-2.8% | $3,548+31.9% | $3,537+32.3% |
| Admin fee / account holder | $187 | $79+136.5% | $5,417-96.6% | $97+91.7% |