Filed November 4, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Direct payment fr... | $146,536 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 27 · EIN 26-4310632 | Advisory (Plan) | $69,909 |
SCHENCK SC2+ years Filed as: SIMANDL LAW GROUP SC Service code 29 · EIN 20-5308742 | Legal | $15,676 |
SCHENCK SC2+ years Service code 10 · EIN 20-5308742 | Accounting | $9,560 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,582 | $82,279-30.0% | $77,999-26.2% | $63,975-10.0% |
| Participation rate | 94.2% | 84.7%+9.6pp | 75.5%+18.7pp | 71.1%+23.1pp |
| Annual return | 7.00% | 11.20%-4.2pp | 425.96%-419.0pp | 48.65%-41.7pp |
| Employer contribution / active EE | $1,727 | $3,297-47.6% | $2,470-30.1% | $2,182-20.9% |
| Participant deferral / active EE | $4,176 | $4,538-8.0% | $3,497+19.4% | $3,356+24.4% |
| Admin fee / account holder | $165 | $81+102.8% | $5,480-97.0% | $70+134.4% |