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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $13,022 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $9,971 |
Service code 27 444 W 47TH STREET SUITE 900 · KANSAS CITY, MO 641121906 | Advisory (Plan) | $7,864 |
LOCKTON INVESTMENT ADVISORS, LLC7+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 55 444 W 47TH ST STE 900 · KANSAS CITY, MO 64112 | Other Commissions | $4,755 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,132 | $30,555+11.7% | $80,741-57.7% | $86,821-60.7% |
| Participation rate | 6.8% | 37.2%-30.5pp | 54.2%-47.4pp | 72.3%-65.5pp |
| Annual return | 18.11% | 30.35%-12.2pp | 87.30%-69.2pp | 97.94%-79.8pp |
| Employer contribution / active EE | $228 | $472-51.8% | $1,160-80.4% | $2,406-90.5% |
| Participant deferral / active EE | $385 | $1,050-63.3% | $2,145-82.1% | $4,132-90.7% |
| Admin fee / account holder | $355 | $135+161.8% | $3,380-89.5% | $170+109.2% |