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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $10,197 |
LOCKTON INVESTMENT ADVISORS, LLC4+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 55 444 W 47TH ST STE 900 · KANSAS CITY, MO 64112 | Other Commissions | $5,359 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,239 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,602 | $23,224-15.6% | $71,089-72.4% | $55,725-64.8% |
| Participation rate | 9.0% | 37.9%-28.9pp | 54.6%-45.6pp | 70.9%-61.8pp |
| Annual return | -7.36% | -2.87%-4.5pp | 650.65%-658.0pp | 244.93%-252.3pp |
| Employer contribution / active EE | $249 | $436-43.0% | $1,088-77.2% | $2,078-88.0% |
| Participant deferral / active EE | $422 | $929-54.6% | $1,873-77.5% | $3,356-87.4% |
| Admin fee / account holder | $234 | $118+98.3% | $3,082-92.4% | $115+103.1% |