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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $11,034 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,796 |
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 55 444 W 47TH ST STE 900 · KANSAS CITY, MO 64112 | Other Commissions | $5,434 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,677 | $28,416-30.8% | $73,550-73.2% | $69,631-71.7% |
| Participation rate | 14.2% | 38.3%-24.2pp | 54.9%-40.8pp | 70.7%-56.5pp |
| Annual return | 14.34% | -694.13%+708.5pp | -15.16%+29.5pp | 27571.02%-27556.7pp |
| Employer contribution / active EE | $256 | $430-40.6% | $1,219-79.0% | $2,032-87.4% |
| Participant deferral / active EE | $437 | $897-51.3% | $1,804-75.8% | $3,224-86.4% |
| Admin fee / account holder | $267 | $104+156.0% | $2,320-88.5% | $110+141.9% |