Filed January 20, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $168,833 |
MORGAN STANLEY SMITH BARNEY9+ years Filed as: MORGANSTANLEY SMITHBARNEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $15,000 |
Service code 10 · EIN 04-3728817 | Accounting | $6,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,374 | $30,147-22.5% | $58,482-60.0% | $80,160-70.8% |
| Participation rate | 55.7% | 34.4%+21.3pp | 50.9%+4.9pp | 72.9%-17.2pp |
| Annual return | 12.35% | 21.97%-9.6pp | 4239.32%-4227.0pp | 40.38%-28.0pp |
| Employer contribution / active EE | $871 | $528+65.0% | $1,053-17.3% | $2,978-70.8% |
| Participant deferral / active EE | $2,066 | $1,249+65.4% | $1,924+7.4% | $5,017-58.8% |
| Admin fee / account holder | $85 | $195-56.3% | $2,516-96.6% | $145-41.3% |