Filed January 20, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $82,551 |
Filed as: NEW YORK LIFE INVESTMENT MANAGEMENT Service code 15 · EIN 52-2206685 | Recordkeeping | $37,176 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGANSTANLEY SMITHBARNEY Service code 50 · EIN 26-4310632 | Direct Payment | $15,000 |
HARTER SECREST & EMERY LLP1+ years Service code 29 · EIN 16-0766172 | Legal | $14,213 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,537 | $21,965-29.3% | $59,496-73.9% | $59,188-73.7% |
| Participation rate | 69.1% | 32.6%+36.6pp | 54.6%+14.6pp | 69.4%-0.3pp |
| Annual return | -0.07% | 22.15%-22.2pp | 182.05%-182.1pp | 5.51%-5.6pp |
| Employer contribution / active EE | $637 | $316+101.5% | $1,153-44.7% | $2,098-69.6% |
| Participant deferral / active EE | $1,168 | $732+59.7% | $1,829-36.1% | $3,265-64.2% |
| Admin fee / account holder | $74 | $74-0.4% | $2,232-96.7% | $92-19.7% |