Filed January 20, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $150,456 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGANSTANLEY SMITHBARNEY Service code 50 · EIN 26-4310632 | Direct Payment | $15,000 |
HARTER SECREST & EMERY LLP2+ years Service code 29 · EIN 16-0766172 | Legal | $7,323 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,423 | $22,291-26.3% | $69,182-76.3% | $63,975-74.3% |
| Participation rate | 59.4% | 35.3%+24.1pp | 55.1%+4.3pp | 71.1%-11.7pp |
| Annual return | 5.89% | 9.30%-3.4pp | -21.93%+27.8pp | 48.65%-42.8pp |
| Employer contribution / active EE | $547 | $325+68.1% | $1,206-54.7% | $2,182-74.9% |
| Participant deferral / active EE | $976 | $808+20.8% | $1,897-48.6% | $3,356-70.9% |
| Admin fee / account holder | $84 | $73+15.1% | $2,697-96.9% | $70+19.3% |