Filed January 20, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $133,420 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGANSTANLEY SMITHBARNEY Service code 50 · EIN 26-4310632 | Direct Payment | $15,000 |
Service code 10 · EIN 04-3728817 | Accounting | $5,200 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,986 | $25,165-28.5% | $73,545-75.5% | $77,958-76.9% |
| Participation rate | 58.9% | 36.6%+22.3pp | 54.9%+3.9pp | 71.6%-12.8pp |
| Annual return | 12.47% | 18.12%-5.7pp | -15.16%+27.6pp | 20.87%-8.4pp |
| Employer contribution / active EE | $597 | $395+50.9% | $1,219-51.0% | $2,310-74.2% |
| Participant deferral / active EE | $1,019 | $898+13.5% | $1,806-43.6% | $3,537-71.2% |
| Admin fee / account holder | $71 | $76-6.8% | $2,320-97.0% | $97-27.5% |