Filed January 18, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $821,511 |
Filed as: HOTCHKIS AND WILEY CAPITAL Service code 28 · EIN 95-4871957 | Investment Management | $170,342 |
MERCER2+ years Filed as: MERCER INVESTMENTS Service code 27 · EIN 61-0736136 | Advisory (Plan) | $141,860 |
THE BANK OF NEW YORK MELLON2+ years Filed as: BANK OF NEW YORK MELLON Service code 19 · EIN 13-5160382 | Securities Custodian | $11,343 |
EVERCORE TRUST COMPANY2+ years Service code 16 55 EAST 52ND STREET · NEW YORK, NY 10055 | Consulting | $8,750 |
Service code 27 9311 SAN PEDRO AVE · SAN ANTONIO, TX 78216 | Advisory (Plan) | $8,000 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $145,677 | $168,231-13.4% | $67,834+114.8% | $63,975+127.7% |
| Participation rate | 76.9% | 66.8%+10.1pp | 68.8%+8.1pp | 71.1%+5.8pp |
| Annual return | 6.96% | 11.76%-4.8pp | 138.47%-131.5pp | 48.65%-41.7pp |
| Employer contribution / active EE | $5,221 | $1,907+173.7% | $2,403+117.2% | $2,182+139.3% |
| Participant deferral / active EE | $5,413 | $2,827+91.5% | $3,160+71.3% | $3,356+61.3% |
| Admin fee / account holder | $360 | $81+347.5% | $4,622-92.2% | $70+411.6% |