Filed January 18, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $593,742 |
Filed as: HOTCHKIS AND WILEY CAPITAL Service code 28 · EIN 95-4871957 | Investment Management | $184,524 |
MERCER3+ years Filed as: MERCER INVESTMENTS Service code 27 · EIN 61-0736136 | Advisory (Plan) | $144,000 |
THE BANK OF NEW YORK MELLON3+ years Filed as: BANK OF NEW YORK MELLON Service code 19 · EIN 13-5160382 | Securities Custodian | $25,366 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $167,984 | $65,292+157.3% | $71,671+134.4% | $77,958+115.5% |
| Participation rate | 75.7% | 67.4%+8.3pp | 68.7%+7.0pp | 71.6%+4.1pp |
| Annual return | 17.02% | 21.25%-4.2pp | 20.65%-3.6pp | 20.87%-3.8pp |
| Employer contribution / active EE | $5,096 | $2,085+144.4% | $2,460+107.2% | $2,310+120.6% |
| Participant deferral / active EE | $5,585 | $3,008+85.7% | $3,438+62.5% | $3,537+57.9% |
| Admin fee / account holder | $301 | $84+256.1% | $5,558-94.6% | $97+208.8% |