Filed January 18, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $666,348 |
Filed as: HOTCHKIS AND WILEY CAPITAL Service code 28 · EIN 95-4871957 | Investment Management | $245,847 |
Filed as: NEW YORK LIFE INVESTMENT MANAGEMENT Service code 15 · EIN 52-2206685 | Recordkeeping | $240,167 |
MERCER1+ years Filed as: MERCER INVESTMENTS Service code 27 · EIN 61-0736136 | Advisory (Plan) | $203,103 |
EVERCORE TRUST COMPANY1+ years Service code 16 55 EAST 52ND STREET · NEW YORK, NY 10055 | Consulting | $26,250 |
THE BANK OF NEW YORK MELLON1+ years Filed as: BANK OF NEW YORK MELLON Service code 19 · EIN 13-5160382 | Securities Custodian | $13,920 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $137,012 | $54,281+152.4% | $60,547+126.3% | $59,188+131.5% |
| Participation rate | 77.6% | 66.8%+10.8pp | 68.0%+9.6pp | 69.4%+8.2pp |
| Annual return | 0.44% | 1.74%-1.3pp | 335.64%-335.2pp | 5.51%-5.1pp |
| Employer contribution / active EE | $5,013 | $2,031+146.8% | $2,419+107.2% | $2,098+138.9% |
| Participant deferral / active EE | $5,317 | $2,789+90.7% | $3,328+59.8% | $3,265+62.8% |
| Admin fee / account holder | $395 | $64+513.2% | $4,536-91.3% | $92+328.8% |