Filed January 18, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $644,200 |
Filed as: HOTCHKIS AND WILEY CAPITAL Service code 28 · EIN 95-4871957 | Investment Management | $192,603 |
MERCER4+ years Filed as: MERCER INVESTMENTS Service code 27 · EIN 61-0736136 | Advisory (Plan) | $159,476 |
THE BANK OF NEW YORK MELLON4+ years Filed as: BANK OF NEW YORK MELLON Service code 19 · EIN 13-5160382 | Securities Custodian | $19,913 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $149,706 | $57,606+159.9% | $67,313+122.4% | $75,289+98.8% |
| Participation rate | 71.6% | 68.2%+3.4pp | 69.1%+2.6pp | 72.4%-0.8pp |
| Annual return | -3.29% | -0.47%-2.8pp | -4.08%+0.8pp | -0.04%-3.2pp |
| Employer contribution / active EE | $4,484 | $2,206+103.2% | $2,566+74.8% | $2,405+86.4% |
| Participant deferral / active EE | $5,311 | $3,195+66.2% | $3,568+48.8% | $3,739+42.0% |
| Admin fee / account holder | $310 | $83+274.8% | $4,507-93.1% | $102+203.0% |