Filed August 3, 2022 (most recent of 2 filings on file)
Total covered: 2,748 employees
| Provider | Service type | Compensation |
|---|---|---|
WEDGE CAPITAL MANAGEMENT4+ years Service code 28 · EIN 56-1557450 | Investment Management | $616,508 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $594,492 |
ARROWMARK PARTNERS1 year Service code 28 100 FILLMORE STREET · DENVER, CO 80206 | Investment Management | $558,438 |
THE BANK OF NEW YORK MELLON4+ years Filed as: MELLON CAPITAL Service code 28 · EIN 25-6078093 | Investment Management | $499,569 |
PINNACLE ASSOCIATES LTD4+ years Filed as: PINNACLE ASSOCIATES Service code 28 · EIN 13-3220717 | Investment Management | $454,189 |
PGIM INVESTMENTS4+ years Filed as: JENNISON ASSOCIATES, LLC Service code 28 · EIN 22-2540245 | Investment Management | $426,717 |
BOSTON PARTNERS4+ years Filed as: ROBECO BOSTON PARTNERS Service code 28 · EIN 98-0202744 | Investment Management | $387,110 |
WELLS FARGO BANK, N.A.4+ years Filed as: GALLIARD CAPITAL MANAGEMENT, INC Service code 28 · EIN 41-1813702 | Investment Management | $352,655 |
Filed as: JP MORGAN CHASE BANK, NA Service code 18 · EIN 13-4994650 | Trustee (bank, trust company, or simi... | $303,908 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $233,650 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | JP MORGAN CHASE BANK, N.A. | TRUSTEE AND CUSTODIAN PAYMENT OF FEE FOR SERVICES NOT APPLICABLE TO PLAN BETWEEN FEBRUARY 2014 AND JANUARY 2017 | — | $5K |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $193,666 | $73,367+164.0% | $90,782+113.3% | $73,367+164.0% |
| Participation rate | 98.3% | 69.5%+28.9pp | 82.7%+15.7pp | 69.5%+28.9pp |
| Annual return | -4.10% | 173.45%-177.6pp | -3.42%-0.7pp | 173.45%-177.6pp |
| Employer contribution / active EE | $4,010 | $2,499+60.5% | $4,105-2.3% | $2,499+60.5% |
| Participant deferral / active EE | $8,459 | $4,033+109.8% | $5,366+57.6% | $4,033+109.8% |
| Admin fee / account holder | $339 | $68+396.4% | $5,908-94.3% | $68+396.4% |