Filed August 3, 2022 (most recent of 2 filings on file)
Total covered: 2,748 employees
| Provider | Service type | Compensation |
|---|---|---|
MORNEAU SHEPELL2 years Filed as: TELUS HEALTH Service code 15 · EIN 52-1883918 | Recordkeeping | $1,353,576 |
PGIM INVESTMENTS10+ years Filed as: JENNISON ASSOCIATES Service code 28 · EIN 52-2069785 | Investment Management | $1,207,718 |
Filed as: POLARIS CAPITAL MANAGEMENT Service code 28 · EIN 04-3269043 | Investment Management | $1,044,845 |
SANDS CAPITAL MANAGEMENT, LLC10+ years Filed as: SANDS CAPITAL MANAGEMENT Service code 28 · EIN 20-2830751 | Investment Management | $1,024,955 |
THE TOWNSEND GROUP10+ years Filed as: TOWNSEND Service code 28 · EIN 45-3073569 | Investment Management | $947,655 |
VONTOBEL USA INC10+ years Filed as: VONTOBEL Service code 28 · EIN 13-3223264 | Investment Management | $938,462 |
JP MORGAN INVESTMENT MANAGEMENT INC10+ years Filed as: J.P.MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $875,826 |
WELLINGTON TRUST COMPANY10+ years Filed as: WELLINGTON Service code 28 · EIN 30-0835489 | Investment Management | $857,909 |
RIVER AND MERCANTILE LLC6 years Filed as: RIVER & MERCANTILE Service code 28 | Investment Management | $850,653 |
THE BANK OF NEW YORK MELLON10+ years Filed as: BNY MELLON Service code 18 · EIN 13-5160382 | Named fiduciary; Trustee (directed); ... | $805,495 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | AMERICAN ELECTRIC POWER SERVICE CO. | PLAN SPONSOR/EMPLOYER PAYMENT OF EXPENSE NOT ALLOCABLE TO PLAN | — | $923 |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | - | - |
| Participation rate | 0.0% | 0.0%0pp | 0.0%0pp | 0.0%0pp |
| Annual return | 1.85% | 8.85%-7.0pp | 4.95%-3.1pp | 8.85%-7.0pp |
| Employer contribution / active EE | $6,223 | $8,529-27.0% | $20,917-70.2% | $8,529-27.0% |
| Participant deferral / active EE | $0 | $399-100.0% | $188-100.0% | $399-100.0% |
| Admin fee / account holder | $0 | $0 | - | - |