Filed August 3, 2022 (most recent of 2 filings on file)
Total covered: 2,748 employees
| Provider | Service type | Compensation |
|---|---|---|
Filed as: J.P. MORGAN INVESTMENT MGMT INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $1,570,893 |
Filed as: BNY MELLON Service code 28 · EIN 25-6078093 | Investment Management | $960,896 |
WEDGE CAPITAL MANAGEMENT1 year Filed as: WEDGE CAPITAL MANAGEMENT LLP Service code 28 · EIN 56-1557450 | Investment Management | $826,499 |
WELLS FARGO BANK, N.A.3+ years Filed as: GALLIARD CAPITAL MANAGEMENT, INC Service code 28 · EIN 41-1813702 | Investment Management | $749,360 |
ARROWMARK PARTNERS1 year Filed as: ARROWMARK COLORADO HOLDINGS, LLC Service code 28 100 FILLMORE STREET · DENVER, CO 80206 | Investment Management | $592,753 |
PINNACLE ASSOCIATES LTD1 year Service code 28 · EIN 13-3220717 | Investment Management | $572,959 |
BOSTON PARTNERS3+ years Filed as: ROBECO BOSTON PARTNERS Service code 28 · EIN 98-0202744 | Investment Management | $531,987 |
PGIM INVESTMENTS1 year Filed as: JENNISON ASSOCIATES LLC Service code 27 · EIN 22-2540245 | Advisory (Plan) | $504,208 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $407,830 |
SOUND SHORE1 year Filed as: SOUND SHORE MANAGEMENT, INC. Service code 28 8 SOUND SHORE DRIVE · GREENWICH, CT 06830 | Investment Management | $302,523 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | JP MORGAN CHASE BANK, N.A. | TRUSTEE AND CUSTODIAN PAYMENT OF FEE FOR SERVICES NOT APPLICABLE TO PLAN BETWEEN FEBRUARY 2014 AND JANUARY 2017 | — | $5K |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $211,277 | $80,976+160.9% | $97,995+115.6% | $80,976+160.9% |
| Participation rate | 98.4% | 68.3%+30.1pp | 82.4%+16.0pp | 68.3%+30.1pp |
| Annual return | 16.03% | 22.91%-6.9pp | 23.94%-7.9pp | 22.91%-6.9pp |
| Employer contribution / active EE | $4,099 | $2,402+70.6% | $4,158-1.4% | $2,402+70.6% |
| Participant deferral / active EE | $9,368 | $3,848+143.4% | $5,097+83.8% | $3,848+143.4% |
| Admin fee / account holder | $335 | $67+396.4% | $5,943-94.4% | $67+396.4% |