Filed January 5, 2017 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $187,034 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MGMT Service code 28 · EIN 36-3297908 | Investment Management | $106,305 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $1,451 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $212,278 | $91,746+131.4% | $146,649+44.8% | $93,010+128.2% |
| Participation rate | 95.7% | 80.9%+14.8pp | 80.1%+15.6pp | 73.9%+21.8pp |
| Annual return | 15.80% | 18.28%-2.5pp | 22.75%-6.9pp | 158.70%-142.9pp |
| Employer contribution / active EE | $8,296 | $2,815+194.7% | $4,137+100.5% | $2,705+206.7% |
| Participant deferral / active EE | $11,306 | $4,589+146.4% | $5,506+105.3% | $4,561+147.9% |
| Admin fee / account holder | $140 | $101+38.3% | $10,281-98.6% | $152-7.8% |