Filed January 5, 2017 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Direc... | $89,484 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-3106735 | Securities brokerage commissions and ... | $11,630 |
STRATOS WEALTH PARTNERS1 year Filed as: STRATOS WEALTH PARTNERS LTD Service code 16 · EIN 27-5273468 | Consulting | $8,809 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,224 | $61,125+73.8% | $108,579-2.2% | $63,975+66.0% |
| Participation rate | 87.5% | 80.5%+7.0pp | 79.6%+7.9pp | 71.1%+16.4pp |
| Annual return | 5.94% | 14.06%-8.1pp | -51.70%+57.6pp | 48.65%-42.7pp |
| Employer contribution / active EE | $2,449 | $2,237+9.5% | $3,758-34.8% | $2,182+12.3% |
| Participant deferral / active EE | $7,530 | $3,574+110.7% | $4,311+74.7% | $3,356+124.3% |
| Admin fee / account holder | $50 | $72-30.9% | $7,645-99.3% | $70-29.4% |