Filed January 5, 2017 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Investmen... | $123,275 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $6,497 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,790 | $74,498+40.7% | $94,224+11.2% | $59,188+77.0% |
| Participation rate | 85.1% | 76.8%+8.3pp | 78.8%+6.4pp | 69.4%+15.7pp |
| Annual return | 0.03% | 2.76%-2.7pp | 10.68%-10.6pp | 5.51%-5.5pp |
| Employer contribution / active EE | $2,486 | $2,077+19.7% | $3,587-30.7% | $2,098+18.5% |
| Participant deferral / active EE | $7,575 | $3,433+120.7% | $4,320+75.3% | $3,265+132.0% |
| Admin fee / account holder | $70 | $103-32.1% | $6,269-98.9% | $92-24.2% |