Filed January 5, 2017 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $163,774 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MGMT Service code 28 · EIN 36-3297908 | Investment Management | $116,841 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Float r... | $339 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $178,682 | $82,783+115.8% | $133,982+33.4% | $90,274+97.9% |
| Participation rate | 95.4% | 81.3%+14.1pp | 79.8%+15.5pp | 73.4%+22.0pp |
| Annual return | 17.54% | 21.89%-4.4pp | 45.10%-27.6pp | 53.97%-36.4pp |
| Employer contribution / active EE | $7,470 | $2,388+212.8% | $3,919+90.6% | $2,523+196.0% |
| Participant deferral / active EE | $10,180 | $4,291+137.3% | $5,047+101.7% | $4,231+140.6% |
| Admin fee / account holder | $120 | $93+28.9% | $8,930-98.7% | $114+5.0% |