Filed January 5, 2017 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $197,815 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Direct pa... | $468 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $208,993 | $85,144+145.5% | $130,070+60.7% | $80,187+160.6% |
| Participation rate | 96.6% | 79.5%+17.1pp | 78.5%+18.1pp | 72.9%+23.7pp |
| Annual return | 18.80% | 23.78%-5.0pp | -137.40%+156.2pp | 40.40%-21.6pp |
| Employer contribution / active EE | $9,156 | $3,059+199.3% | $4,322+111.8% | $2,980+207.3% |
| Participant deferral / active EE | $12,385 | $4,992+148.1% | $5,821+112.8% | $5,016+146.9% |
| Admin fee / account holder | $87 | $392-77.7% | $10,600-99.2% | $145-39.7% |