Filed January 5, 2017 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $197,815 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $468 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $208,993 | $84,993+145.9% | $130,045+60.7% | $80,157+160.7% |
| Participation rate | 96.6% | 79.5%+17.1pp | 78.5%+18.1pp | 72.9%+23.7pp |
| Annual return | 18.80% | 23.76%-5.0pp | -137.30%+156.1pp | 40.39%-21.6pp |
| Employer contribution / active EE | $9,156 | $3,051+200.1% | $4,321+111.9% | $2,977+207.5% |
| Participant deferral / active EE | $12,385 | $4,984+148.5% | $5,820+112.8% | $5,015+146.9% |
| Admin fee / account holder | $87 | $391-77.6% | $10,600-99.2% | $145-39.7% |