Filed September 26, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FOCUSED WEALTH MANAGEMENT5 years Service code 27 · EIN 27-2575734 | Advisory (Plan) | $77,124 |
THE VANGUARD GROUP, INC.7 years Service code 15 · EIN 23-1945930 | Recordkeeping | $51,037 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,110 | $58,264+83.8% | $86,612+23.7% | $71,457+49.9% |
| Participation rate | 99.4% | 65.0%+34.4pp | 71.7%+27.7pp | 67.9%+31.5pp |
| Annual return | 20.00% | 21.63%-1.6pp | 591.07%-571.1pp | 28.85%-8.8pp |
| Employer contribution / active EE | $3,355 | $2,574+30.3% | $3,022+11.0% | $2,588+29.7% |
| Participant deferral / active EE | $8,272 | $3,436+140.7% | $4,438+86.4% | $4,289+92.9% |
| Admin fee / account holder | $434 | $1,057-58.9% | $5,614-92.3% | $1,587-72.7% |