Filed September 26, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FOCUSED WEALTH MANAGEMENT3 years Service code 27 · EIN 27-2575734 | Advisory (Plan) | $107,935 |
THE VANGUARD GROUP, INC.5 years Service code 15 · EIN 23-1945930 | Recordkeeping | $48,579 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,496 | $63,745+71.8% | $98,442+11.2% | $79,386+37.9% |
| Participation rate | 98.8% | 69.9%+29.0pp | 73.3%+25.5pp | 70.7%+28.1pp |
| Annual return | 16.67% | 625.80%-609.1pp | 1492.73%-1476.1pp | 116.85%-100.2pp |
| Employer contribution / active EE | $3,112 | $2,557+21.7% | $2,960+5.1% | $2,427+28.2% |
| Participant deferral / active EE | $7,362 | $3,303+122.9% | $4,276+72.2% | $4,046+82.0% |
| Admin fee / account holder | $564 | $516+9.4% | $5,949-90.5% | $626-10.0% |